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The Importance of Minimizing Dead Time in Process Automation

 

The following tip is from the ISA book by Greg McMillan and Hunter Vegas titled 101 Tips for a Successful Automation Career, inspired by the ISA Mentor Program. This is Tip #70, and was written by Greg.

 

When I was 4 years old and sitting on my Daddy’s knee, he said, “Son, I have just two words for you: dead time.” I did not understand the significance of his words of wisdom for decades. The math in my control theory classes mostly served as a distraction from the essential truth, that if the dead time is zero, the controller gain can be infinite and the reset time zero. The controller has enough muscle for an instantaneous response. The errors from disturbances can be zero.

Without dead time, I would be out of a job. The importance particularly hit home in pH control of systems with steep titration curves where the slope and hence process gain can change by a factor of 10 for each pH unit deviation from setpoint. Minimizing dead time reduces the excursion on the titration curve minimizing the nonlinearity seen by the pH control loop.

 

You can get a feel for dead time by drinking Hurricanes on Bourbon Street. The time from your first drink to a feeling of being more of a party person than an engineer is dead time. If you drink too many Hurricanes in this dead time, you may be out of control.

The key role of dead time in tuning and loop performance is largely missing in the control literature. Fortunately, I found Greg Shinskey as a guiding light. Shinskey’s articles and books offered the best knowledge of process relationships and dynamics, focusing particularly on dead time as the culprit. Without this essential understanding, you are vulnerable to a lot of misconceptions. For example, I saw an academic paper where there was no dead time in the simulation. The author was proudly showing how his special tuning method could increase the controller gain and reduce the control errors. He did not realize a tuning method was not even required. He didn’t understand you could continually increase the controller gain and improve loop performance.

Concept: Dead time delays the ability of the loop to see a change and make an effective correction. The loop dead time is the total time delay for a complete loop around the block diagram from any starting point. The loop dead time is the sum of actuation, correction, process, recognition, and execution delays and the equivalent dead time from lags (time constants) smaller than the largest time constant in the loop.

For unmeasured disturbances and controllers tuned for maximum disturbance rejection, the peak and integrated errors are proportional to the dead time and dead time squared, respectively (see Tip #71). Process, mechanical, and control system designs should minimize the total loop dead time to fundamentally increase the ability of the control loop to do its job. The ultimate period (inverse of the natural frequency in cycles per sec) is proportional to the total loop dead time. For most processes, the maximum controller gain and minimum reset time are inversely and directly, respectively, proportional to the ultimate period and thus the dead time.

Details: Process delays (e.g., mixing and transportation delays) create a continuous train of delayed values. Digital delays cause a discontinuous update at discrete intervals. The equivalent dead time from digital delays is ½ the cycle time plus the latency (delay from start of cycle time to the report of result). For most digital devices, the latency is negligible. The dead time from wireless devices is ½ of the default update rate for changes that do not exceed the trigger level. The dead time from a PID in a Distributed Control System (DCS) is about ½ of the module execution time.

The dead time from an analyzer where the result is at the end of the analyzer cycle time, is 1½ times the cycle time plus the sample transportation delay. An enhanced PID developed for wireless can enable more aggressive tuning when dead time from the digital device or analyzer is larger than the process time constant. The dead time from actuator and positioner sensitivity limits, valve backlash and stick-slip, and from digital signal quantization, is the deadband, resolution, and threshold sensitivity divided by the rate of change of the input to the respective automation system component.

The dead time from automation system time constants (e.g., sensor lags, transmitter damping, and signal filter times) that are small compared to the rate of change of the process can be taken approximately as equivalent dead time. For large loop dead times, feedforward control is advisable for measureable large and fast disturbances. When the dead time becomes much greater than the open loop time we have a case of dead time dominance. Tuning methods break down and peak errors for step disturbances are as big as if there was no feedback control. For a list of solutions for this unfortunate case, see the Control Talk post Dead Time Dominance Does Not Have to Be Deadly.

 

Watch-Outs: Field and simulation tests or imagined scenarios where the disturbance always occurs just before the input of the PV will not show the increase in dead time by the digital device. Such tests or scenarios lead to erroneous conclusions that digital delays do not increase the ultimate period or dead time. Disturbances can arrive at any point in a digital device cycle time and should be visualized on the average as arriving halfway through the cycle time.

Tests or scenarios where the input step change is larger than the deadband, resolution, and threshold sensitivity limits will not show additional dead time from these limits. Dead time compensators cannot eliminate the effect of dead time on the ultimate limit. The more aggressive PID tuning possible for dead time compensators is dependent on an exceptionally accurate dead time.

Exceptions: The equivalent dead time from small time constants has a factor that decreases as ratio of the small to largest time constant in the loop increases.

Insight: Dead time is the ultimate limit to how well a loop can reject unmeasured disturbances and how aggressive you can tune the controller.

Rule of Thumb: Minimize the largest sources of dead time and consider the use of an enhanced PID developed for wireless and feedforward control for large dead times.

 

 

About the Author
Gregory K. McMillan, CAP, is a retired Senior Fellow from Solutia/Monsanto where he worked in engineering technology on process control improvement. Greg was also an affiliate professor for Washington University in Saint Louis. Greg is an ISA Fellow and received the ISA Kermit Fischer Environmental Award for pH control in 1991, the Control magazine Engineer of the Year award for the process industry in 1994, was inducted into the Control magazine Process Automation Hall of Fame in 2001, was honored by InTech magazine in 2003 as one of the most influential innovators in automation, and received the ISA Life Achievement Award in 2010. Greg is the author of numerous books on process control, including Advances in Reactor Measurement and Control and Essentials of Modern Measurements and Final Elements in the Process Industry. Greg has been the monthly "Control Talk" columnist for Control magazine since 2002. Presently, Greg is a part time modeling and control consultant in Technology for Process Simulation for Emerson Automation Solutions specializing in the use of the virtual plant for exploring new opportunities. He spends most of his time writing, teaching and leading the ISA Mentor Program he founded in 2011.

 

Connect with Greg
LinkedIn

 

 

About the Author
Hunter Vegas, P.E., has worked as an instrument engineer, production engineer, instrumentation group leader, principal automation engineer, and unit production manager. In 2001, he entered the systems integration industry and is currently working for Wunderlich-Malec as an engineering project manager in Kernersville, N.C. Hunter has executed thousands of instrumentation and control projects over his career, with budgets ranging from a few thousand to millions of dollars. He is proficient in field instrumentation sizing and selection, safety interlock design, electrical design, advanced control strategy, and numerous control system hardware and software platforms. Hunter earned a B.S.E.E. degree from Tulane University and an M.B.A. from Wake Forest University.

 

Connect with Hunter
LinkedIn

 

Greg McMillan
Greg McMillan
Greg McMillan has more than 50 years of experience in industrial process automation, with an emphasis on the synergy of dynamic modeling and process control. He retired as a Senior Fellow from Solutia and a senior principal software engineer from Emerson Process Systems and Solutions. He was also an adjunct professor in the Washington University Saint Louis Chemical Engineering department from 2001 to 2004. Greg is the author of numerous ISA books and columns on process control, and he has been the monthly Control Talk columnist for Control magazine since 2002. He is the leader of the monthly ISA “Ask the Automation Pros” Q&A posts that began as a series of Mentor Program Q&A posts in 2014. He started and guided the ISA Standards and Practices committee on ISA-TR5.9-2023, PID Algorithms and Performance Technical Report, and he wrote “Annex A - Valve Response and Control Loop Performance, Sources, Consequences, Fixes, and Specifications” in ISA-TR75.25.02-2000 (R2023), Control Valve Response Measurement from Step Inputs. Greg’s achievements include the ISA Kermit Fischer Environmental Award for pH control in 1991, appointment to ISA Fellow in 1991, the Control magazine Engineer of the Year Award for the Process Industry in 1994, induction into the Control magazine Process Automation Hall of Fame in 2001, selection as one of InTech magazine’s 50 Most Influential Innovators in 2003, several ISA Raymond D. Molloy awards for bestselling books of the year, the ISA Life Achievement Award in 2010, the ISA Mentoring Excellence award in 2020, and the ISA Standards Achievement Award in 2023. He has a BS in engineering physics from Kansas University and an MS in control theory from Missouri University of Science and Technology, both with emphasis on industrial processes.

Books:

Advances in Reactor Measurement and Control
Good Tuning: A Pocket Guide, Fourth Edition
New Directions in Bioprocess Modeling and Control: Maximizing Process Analytical Technology Benefits, Second Edition
Essentials of Modern Measurements and Final Elements in the Process Industry: A Guide to Design, Configuration, Installation, and Maintenance
101 Tips for a Successful Automation Career
Advanced pH Measurement and Control: Digital Twin Synergy and Advances in Technology, Fourth Edition
The Funnier Side of Retirement for Engineers and People of the Technical Persuasion
The Life and Times of an Automation Professional - An Illustrated Guide
Advanced Temperature Measurement and Control, Second Edition
Models Unleashed: Virtual Plant and Model Predictive Control Applications

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